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REP-216 - REPORT
REP 216 Response to submissions on CP 135 Mortgage exit fees: Unconscionable fees and unfair contract terms

Released 10 November 2010. This report highlights the key issues that arose out of the submissions received to Consultation Paper 135 Mortgage ...

RG-215 - REGULATORY GUIDE
RG 215 Guidance on ASIC market integrity rules for IMB, NSXA and SIM VSE markets

Issued 20 November 2015 This regulatory guide was superseded on 4 May 2018 by RG 265.

CP-215 - CONSULTATION PAPER
CP 215 Assessment and approval of training courses for financial product advisers: Update to RG 146

Released 19 August 2013. Comments closed 30 September 2013. Download CP 215 (PDF 212 KB) | Read the media release In 2013 we released two ...

REP-215 - REPORT
REP 215 Australian equity market structure

Released 4 November 2010. This report provides background and supplementary information and analysis on selected issues discussed in Consultation ...

INFO-215 - INFORMATION SHEET
Companies limited by guarantee - Disputes about members' rights

This is Information Sheet 215 (INFO 215). It explains: What a company limited by guarantee is What kinds of disputes involve companies limited by ...

RG-214 - REGULATORY GUIDE
RG 214 Guidance on ASIC market integrity rules for ASX and ASX 24 markets

Issued 20 November 2015 This regulatory guide was superseded on 4 May 2018 by RG 265 and RG 266.    

CP-214 - CONSULTATION PAPER
CP 214 Updated record keeping obligations for AFS licensees

Released 31 July 2013. Comments closed 23 October 2013. This consultation paper sets out our proposals to update the record-keeping obligations for ...

REP-214 - REPORT
REP 214 Review of superannuation PDSs

Released 28 October 2010. This report arises from ASIC’s review of superannuation Product Disclosure Statements (PDSs). It outlines our concerns, ...

INFO-214 - INFORMATION SHEET
Mining and resources - Forward-looking statements

This is Information Sheet 214 (INFO 214). It aims to give stakeholders a better understanding of the existing rules that apply to forward-looking ...

RG-213 - REGULATORY GUIDE
RG 213 Facilitating debt raising

Issued 11 May 2012 Withdrawn 17 March 2016 See Consolidation of regulatory guidance on disclosure documents - March 2016    

Last updated: 20/10/2014 12:00