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CP-208 - CONSULTATION PAPER
CP 208 ASX Managed Funds Service: Relief from the application form requirement

Released 30 May 2013. Comments closed 11 July 2013. This consultation paper is for investors, responsible entities, ASX market participants, ASX ...

REP-208 - REPORT
REP 208 Market assessment report: IMB Limited

Released 21 July 2010. This report summarises ASIC's 5th annual assessment of IMB Limited (IMBL) under s794C(2) and 823C(2) of the Corporations ...

INFO-208 - INFORMATION SHEET
When companies break laws that ASIC does not enforce

This is Information Sheet 208 (INFO 208). It explains who to contact if you are concerned that a company, company director or other company officer ...

CP-207 - CONSULTATION PAPER
CP 207 Charitable investment fundraisers

Released 20 May 2013. Comments closed 15 July 2013. This consultation paper seeks feedback on the following two options for amending exemptions ...

REP-207 - REPORT
REP 207 Response to submissions on CP 136 Markets Disciplinary Panel

Released 29 July 2010. This report highlights the key issues that arose out of the submissions received on Consultation Paper 136 Markets ...

RG-207 - REGULATORY GUIDE
RG 207 Credit licensing: Financial requirements

Issued 1 April 2020 An Australian credit licensee must comply with the obligation to have adequate financial resources in s47(1)(l) of the National ...

INFO-207 - INFORMATION SHEET
Disputes about commercial loans

This is Information Sheet 207 (INFO 207). It gives guidance on disputes about commercial loans. It explains: the legal protection that applies to ...

CP-206 - CONSULTATION PAPER
CP 206 Shaping a National Financial Literacy Strategy for 2014 16

Released 30 April 2013. Comments closed 30 June 2013. In 2008, the Australian Securities and Investments Commission (ASIC) was appointed as the ...

REP-206 - REPORT
REP 206 Market assessment report: NSX Ltd group

Released 15 July 2010. National Stock Exchange of Australia Limited, ACN 000 902 063 Bendigo Stock Exchange Limited, ACN 087 708 898 This report ...

INFO-206 - INFORMATION SHEET
Advice on self-managed superannuation funds: Disclosure of costs

This information sheet (INFO 206) was withdrawn on 8 December 2022. It has been replaced by Information Sheet 274 Tips for giving self-managed ...

Last updated: 20/10/2014 12:00