Find a regulatory document

1693 results found
INFO-201 - INFORMATION SHEET
Failure to display a business name

This is Information Sheet 201 (INFO 201). It explains what you should do if you have a dispute with a business because they have not displayed their ...

RG-200 - REGULATORY GUIDE
RG 200 Advice to super fund members (withdrawn)

This regulatory guide has been withdrawn. See now RG 244 Giving information general advice and scaled advice.

CP-200 - CONSULTATION PAPER
CP 200 Managed discretionary accounts - Updates to RG 179

Released 8 March 2013. Comments closed 19 April 2013. This consultation paper sets out our proposed changes to our regulatory approach to managed ...

REP-200 - REPORT
REP 200 Response to submissions on CP 123 Debentures: Strengthening the disclosure benchmarks

Released 25 June 2010. This report highlights the key issues that arose out of the submissions received on Consultation Paper 123 Debentures: ...

INFO-200 - INFORMATION SHEET
Unregistered business names

This is Information Sheet 200 (INFO 200). It explains when a business should register their name. It also includes information about dealing with ...

RG-199 - REGULATORY GUIDE
RG 199 Broadening the rights issue and dividend reinvestment plan exceptions for takeovers (withdrawn)

This regulatory guide has been withdrawn (refer: 13-148MR). See Cross-references to June 2013 takeover regulatory guidance for information about ...

CP-199 - CONSULTATION PAPER
CP 199 Debentures - Reform to strengthen regulation

Released 13 February 2013. Comments closed 28 March 2013. This consultation paper seeks feedback on reform proposals to strengthen the regulation ...

REP-199 - REPORT
REP 199 Market assessment report: Asia Pacific Exchange Limited

Released 3 June 2010. This report summarises ASIC’s sixth assessment of Asia Pacific Exchange Limited (APX) under s794C of the Corporations Act ...

INFO-199 - INFORMATION SHEET
Disputes about similar company names

This is Information Sheet 199 (INFO 199). It explains what to do about disputes arising between two companies that have similar names. Disputes ...

INFO-198 - INFORMATION SHEET
Extended warranties

This is Information Sheet 198 (INFO 198). It deals with extended warranties and how they fit into the regulatory regime under the Corporations Act ...

Last updated: 20/10/2014 12:00