Released 28 October 2022. This report summarises findings from our review of audit files for the period 1 July 2021 to 30 June 2022. This report will ...

Released 25 October 2022 This report summarises the findings of our thematic review of arrangements used by participants in wholesale financial ...

Released 25 October 2022 This report: promotes efficient, honest and fair Australian fixed income markets by highlighting key conduct risks in these ...

Released 27 October 2022. This is ASIC’s first publication of the information provided under the reportable situations regime. It provides high-level ...

Released 19 October 2022 This report summarises thematic findings from our review of root cause analysis of negative audit quality findings performed ...

Released 30 September 2022 This report is for AFS licensees, credit licensees, lawyers, service providers and financial services industry ...

Released 27 September 2022. This report highlights the key issues that arose out of the submissions received on Consultation Paper 350 Consumer ...

Released 5 September 2022. This report highlights the key issues that arose out of the submissions received on Consultation Paper 362 Extension of ...

Released 11 August 2022. This report was produced by SEC Newgate Research in close consultation with ASIC. It presents the findings of research into ...

Released 3 August. This report highlights the key issues that arose out of the submissions received on Consultation Paper 359 Update to RG 263 ...