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REP-801 - REPORT
REP 801 Insights from internal dispute resolution data reporting: July 2023 to June 2024

Released 3 December 2024 This is ASIC’s first publication of the information provided under the internal dispute resolution data reporting framework. ...

REP-800 - REPORT
REP 800 Insights from the reportable situations regime: July 2023 to June 2024

Released 31 October 2024 This is ASIC’s third publication of the information we have received under the reportable situations regime. It provides ...

REP-799 - REPORT
REP 799 ASIC’s oversight of financial reporting and audit 2023–24

Released 30 October 2024 This report summarises findings from our financial reporting and audit surveillances and other complementary work for the ...

REP-798 - REPORT
REP 798 Beware the gap: Governance arrangements in the face of AI innovation

Released 29 October 2024.  ASIC reviewed how 23 AFS licensees and credit licensees are using and planning to use artificial intelligence, how they ...

REP-797 - REPORT
REP 797 Licensing and professional registration activities: 2024 update

Released 11 October 2024 This report is for AFS licensees, credit licensees, auditors, lawyers, service providers and financial services industry ...

REP-796 - REPORT
REP 796 Response to submissions on CP 376: Updates to RG 258 and supporting documents and templates

Released 3 October 2024 This report highlights the key issues that arose out of the submissions received on Consultation Paper 376 Registered ...

REP-795 - REPORT
REP 795 Design and distribution obligations: Compliance with the reasonable steps obligation

Released 10 September 2024. In 2023–24, we reviewed compliance with the reasonable steps obligation by issuers of high-risk investment products, ...

REP-794 - REPORT
REP 794 ASIC enforcement and regulatory update: January to June 2024

Released 9 September 2024. This report provides an overview of ASIC’s work and key matters between 1 January and 30 June 2024. Read the report (PDF ...

REP-793 - REPORT
REP 793 Response to submissions on CP 377 Guidance for reporting by external administrators and controllers

Released 5 September 2024 This report highlights the key issues that arose out of the submissions received on Consultation Paper 377 Guidance for ...

REP-792 - REPORT
REP 792 Response to submissions on CP 375 Proposed changes to the ASIC Derivative Transaction Rules (Reporting): Third consultation

Released 22 August 2024 This report highlights the key issues that arose out of the submissions received on Consultation Paper 375 Proposed changes ...

Last updated: 20/10/2014 12:00