Find a regulatory document

1721 results found
REP-781 - REPORT
REP 781 Review of superannuation trustee practices: Protecting members from harmful advice charges

Released 9 May 2024. This report provides insights into the extent to which superannuation trustees are acting to protect members’ superannuation ...

REP-780 - REPORT
REP 780 ASIC enforcement and regulatory update: October to December 2023

This report provides an overview of ASIC’s work and key matters between 1 October and 31 December 2023. Read the report (PDF 3.63 MB)

REP-779 - REPORT
REP 779 Superannuation and choice products: What focus is there on performance?

Released 21 February 2024. This report examines the role of superannuation trustees, financial advisers and Australian financial services licensees ...

REP-778 - REPORT
REP 778 Review of online trading providers

Released 6 December 2023. In 2022–23, we conducted a review of online trading providers. This report summarises our key observations on the practices ...

REP-777 - REPORT
REP 777 ASIC enforcement and regulatory update: July to September 2023

Released 15 November 2023. This report provides an overview of ASIC’s work and key matters between 1 July and 30 September 2023. Read the report (PDF ...

REP-776 - REPORT
REP 776 Spotlight on cyber: Findings and insights from the cyber pulse survey 2023

Released 13 November 2023. This report outlines key findings from the ASIC cyber pulse survey 2023. It summarises important trends, identifies areas ...

REP-775 - REPORT
REP 775 Insights from the reportable situations regime: July 2022 to June 2023

Released 31 October 2023.  This is ASIC’s second publication of the information provided under the reportable situations regime. It provides ...

REP-774 - REPORT
REP 774 Annual financial reporting and audit surveillance report 2022–23

Released 18 October 2023. This is the first report that summarises findings from our reviews of both financial reports and audit files for the period ...

REP-773 - REPORT
REP 773 Response to submissions on CP 365 Remaking ASIC class orders on takeovers, compulsory acquisitions and relevant interests

Released 28 September 2023. This report highlights the key issues that arose out of the submissions received on Consultation Paper 365 Remaking ASIC ...

REP-772 - REPORT
REP 772 Licensing and professional registration activities: 2023 update

Released 21 September 2023 This report is for AFS licensees, credit licensees, lawyers, service providers and financial services industry ...

Last updated: 20/10/2014 12:00