RG 86 Tracing beneficial ownership

Reissued 26 June 2007

Previous version: See Superseded Policy Statement 86 [SPS 86] in the ASIC Digest

This guide explains how we will exercise our powers under the beneficial ownership tracing provisions (Pt 6C.2) of the Corporations Act 2001.

It sets out:

  • how we approach requests that we direct a person to provide details about the beneficial ownership of securities
  • when we will grant relief from a direction to disclose beneficial ownership information
  • when we will pass on information about beneficial ownership and when we will grant relief from the requirements for registers of beneficial ownership information, and
  • our approach to the enforcement of directions issued under Pt 6C.2.

Download RG 86 (PDF 106 KB)

Last updated: 26/06/2007 12:00