REP 528 Responsible entities’ compliance with obligations: Findings from 2016 proactive surveillance program

Released 13 June 2017

This report sets out the findings from the proactive risk-based surveillance program we carried out in 2016, which covered responsible entities’ compliance with their obligations.

In light of our findings, we have required some responsible entities to take specific actions. We have also made various recommendations on how entities can improve their compliance and meet their obligations.

Last updated: 30/03/2021 09:32