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5103 media releases found
19 March 2024 MEDIA RELEASE
24-048MR ASIC cancels AFS licence of Endeavour Securities (Australia) Ltd

ASIC has cancelled the Australian financial services licence of Endeavour Securities (Australia) Ltd (In Liquidation). The license authorised ...

18 March 2024 MEDIA RELEASE
24-047MR ASIC successfully defends Full Federal Court appeal lodged by Provide Capital

The Full Federal Court has dismissed an appeal by Provide Nominees Pty Ltd, trading as Provide Capital. As part of an ongoing investigation, ASIC ...

15 March 2024 MEDIA RELEASE
24-046MR ASIC cancels AFS licence of Suetonius Wealth Management Pty Limited

On 11 March 2024, ASIC cancelled the Australian Financial Services (AFS) licence of Sydney based financial services provider, Suetonius Wealth ...

14 March 2024 MEDIA RELEASE
24-045MR Federal Court finds Finder Earn product was not a financial product

The Federal Court has found that Finder Wallet Pty Ltd did not provide unlicensed financial services in relation to crypto-asset related product ...

14 March 2024 MEDIA RELEASE
24-044MR ASIC and APRA release a cross-industry information package on the Financial Accountability Regime

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have published new information ...

14 March 2024 MEDIA RELEASE
24-043MR ASIC acts against 15 SMSF auditors performing in-house audits

ASIC has imposed conditions on the registration of 13 self-managed superannuation fund (SMSF) auditors and accepted voluntary cancellations of two ...

8 March 2024 MEDIA RELEASE
24-042MR Members’ voluntary liquidator sentenced for dishonestly using his position to withdraw company funds

Ronald Lester Cardwell of Cherrybrook, New South Wales, has been convicted and sentenced to a term of 24 months imprisonment, to be served by way of ...

8 March 2024 MEDIA RELEASE
24-041MR ASIC disqualifies former ASX listed Merlin Diamonds director Joseph Gutnick for four years

Joseph Gutnick of St Kilda East, Victoria, has been disqualified by ASIC from managing corporations for a period of four years following his ...

8 March 2024 MEDIA RELEASE
24-040MR ASIC and APRA issue final rules and further guidance for the Financial Accountability Regime

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have released final rules and ...

7 March 2024 MEDIA RELEASE
24-039MR ASX pays $1,050,000 penalty for order information transparency failure

ASX Limited has paid a penalty of $1,050,000 following an ASIC investigation into its compliance with the Market Integrity Rules. This is the first ...

Last updated: 10/08/2024 11:23