ASIC has today released a consultation paper (CP 341) seeking feedback on proposed updates to the ePayments Code. The updates are designed to ensure ...

ASIC has commenced civil penalty proceedings in the Federal Court against DOD Bookkeeping Pty Ltd (in liquidation), which was previously called ...

On 18 May 2021, Mr Mark Peter Thomas of Kanimbla, New South Wales, appeared in the Downing Centre Local Court charged with four counts of dishonestly ...

Mr Zhonghan Wu (also known as John Wu), former chief financial officer of Traditional Therapy Clinics Limited (TTC), has been sentenced in the ...

Regional Express Holdings Limited (REX) has paid a penalty of $66,000 after ASIC issued an infringement notice alleging it had not complied with its ...

Macquarie Securities (Australia) Limited (‘MSAL’) has paid a penalty of $126,000 to comply with an infringement notice given by the ...

ASIC has banned Mr Robert Patrick Marie for four years from providing any financial services. Mr Marie has also been banned from controlling an ...

Pauline Jennifer Rogers of Sydney, NSW has been disqualified from managing companies for four years. Ms Rogers was disqualified for her role in the ...

ASIC has commenced proceedings in the Federal Court in Brisbane against PE Capital Funds Management Ltd (PE Capital Funds Management) alleging ...

Andreas Exadactylos of Preston, Victoria, has been disqualified from managing corporations for two years for his involvement in two failed companies. ...