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27 May 2016 MEDIA RELEASE
16-164MR ASIC launches new corporate governance resource

ASIC has today launched significantly enhanced corporate governance content on its website, to improve accessibility of ASIC’s corporate governance ...

27 May 2016 MEDIA RELEASE
16-163MR Former Perth financial planner permanently banned from financial services industry

ASIC has permanently banned a former Perth-based financial planner, Mr Tak Simson Kwok, from the financial services industry. Mr Kwok was employed ...

26 May 2016 MEDIA RELEASE
16-162MR Former Sigma CEO and CFO sentenced for falsifying books and giving false or misleading information

The former managing director and CEO of Sigma Pharmaceuticals Ltd – Elmo De Alwis, and former chief financial officer – Mark Smith, were today ...

26 May 2016 MEDIA RELEASE
16-161MR NSW men prevented from acting as registered liquidators for five years

ASIC has accepted enforceable undertakings (EUs) from Sydney-based registered liquidators, Mr Peter George Burton and Mr Brian Hugh Allen, after an ...

24 May 2016 MEDIA RELEASE
16-160MR Federal court dismisses application by NSW financial planner to restrain ASIC from making decision on possible banning order

The Federal Court has dismissed an application made by Mr Rommel Panganiban, of Bella Vista, New South Wales, to restrain ASIC from making a decision ...

23 May 2016 MEDIA RELEASE
16-159MR Former Astra Resources directors disqualified

The Federal Court in Adelaide has disqualified three former directors of Astra Resources Limited (Astra Resources) from managing corporations. ...

23 May 2016 MEDIA RELEASE
16-158MR MFS executives found to have dishonestly breached duties

The Supreme Court of Queensland today found five former executives of MFS Investment Management Limited (MFSIM), now known as ACN 101 634 146 (in ...

23 May 2016 MEDIA RELEASE
16-157MR Cardno Limited writes down goodwill

ASIC noted the decision by ASX-listed Cardno Limited(Cardno) to make an additional impairment charge of $120 million to the goodwill for its Americas ...

23 May 2016 MEDIA RELEASE
16-156MR ASIC disqualifies Sydney director for five years

ASIC has disqualified Mr Gabriel Ehrenfeld of Sydney from managing corporations for five years. The disqualification commences on 18 May 2016 for ...

23 May 2016 MEDIA RELEASE
16-155MR Former director and financial adviser pleads guilty to breaching director's duties

Following an ASIC investigation, Mr Andrew Peter Cosgrove, a former director of Vangrove Financial Planning Pty Ltd (Vangrove), has pleaded guilty to ...

Last updated: 10/08/2024 11:23