ASIC has banned mortgage broker Astna Shirtika Sahay, of Mascot NSW, from engaging in any credit activities for five years. ASIC also prohibited Ms ...

ASIC has commenced civil proceedings and obtained urgent interim orders in the Federal Court against Ms Monica Kaur, MKS Property ...

Mr Andre Kunz of Kenthurst, NSW has been convicted of breaching his directors’ duties. Mr Kunz is the former director of Total Hoarding Supplies Pty ...

Former mortgage broker Jia Ge of Sydney, NSW has been convicted of giving misleading information in five home loan applications. Mr Ge is a former ...

IOSCO’s Retail Market Conduct Task Force (RMCTF), co-chaired by ASIC and the Central Bank of Ireland, has today published the Retail Market Conduct ...

Keith James Flowers, formerly known as Nigel Flowers, of Bathurst, New South Wales, has appeared before Downing Street District Court Sydney and ...

ASIC today reported on the results from its audit firm inspections for the 12 months to 30 June 2020 and has released a supplementary report of audit ...

John Georges (also known as John Geoges) of Hinchinbrook, NSW and Sam Youkhana of Middleton Grange, NSW have been disqualified from managing ...

ASIC continues to assess the impact of the ASX Trade outage and subsequent issues with its Centre Point dark-pool trade matching service, order ...

ASIC has today commenced civil penalty proceedings in the Federal Court against La Trobe Financial Asset Management Ltd (La Trobe) in its capacity as ...