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5024 media releases found
10 December 2019 MEDIA RELEASE
19-344MR Pershing Securities Australia charged with breaching client money obligations and accepts additional licence conditions

Pershing Securities Australia Pty Ltd (PSAL), has been charged with two counts of failing to pay client money into an account and one count of ...

10 December 2019 MEDIA RELEASE
19-343MR ASIC suspends the AFS licence of Australian Golden Securities Ltd

ASIC has suspended the Australian financial services (AFS) licence of Melbourne-based financial services provider Australian Golden Securities Ltd ...

9 December 2019 MEDIA RELEASE
19-342MR ASIC updates responsible lending guidance

ASIC has today published updated guidance on the responsible lending obligations that are contained in the National Consumer Credit Protection Act ...

6 December 2019 MEDIA RELEASE
19-341MR Financial reporting focuses for 31 December 2019

Announcing its focus areas for 31 December 2019 financial reports of listed entities and other entities of public interest with many stakeholders, ...

6 December 2019 MEDIA RELEASE
19-340MR Company directors convicted for making false statements to ASIC

Two company directors have been separately convicted for each lodging a false and misleading document with ASIC. The false and misleading statements ...

6 December 2019 MEDIA RELEASE
19-339MR ASIC report offers insights into consumer harm from timeshare schemes

An ASIC report released today provides detailed insights into the risks of harm at each stage of a consumer’s journey with time-sharing schemes ...

5 December 2019 MEDIA RELEASE
19-338MR ASIC releases report on mining and exploration initial public offers

An ASIC review of mining and exploration initial public offers (IPO) has found that companies, directors and lead managers need to implement better ...

4 December 2019 MEDIA RELEASE
19-337MR ASIC takes civil action against former Financial Adviser Mustafa Mohammed and related entities

ASIC has commenced civil proceedings in the Federal Court against Mustafa Mohammed, Mahek Mustafa, Mubashir Mohammed, MyWealth Manager Financial ...

4 December 2019 MEDIA RELEASE
19-336MR Adelaide company director convicted after engaging in illegal phoenix activity

Mr Stanley Zbigniew Maka of North Adelaide, SA has been convicted of breaching his director duties after engaging in illegal phoenix activity. Mr ...

4 December 2019 MEDIA RELEASE
19-335MR ASIC to ban unfair cold call sales of direct life insurance and CCI

ASIC has today announced the implementation of a ban on unsolicited ‘cold call’ telephone sales of direct life insurance and consumer credit ...

Last updated: 04/07/2023 01:12