Former Queensland financial adviser Lawrence Toledo has been convicted and fined $1500 after pleading guilty to three charges of breaching an ASIC ...

On 10 June 2022, the Court of Appeal of the Supreme Court of Queensland delivered its decision regarding an appeal against conviction and sentence ...

ASIC has issued relief to reduce the administrative burden on general insurance industry participants of notifying ASIC of large numbers of employees ...

On 16 June 2022, Brent Lindsay Smith and Fue Hiedi Mano of St Albans, Victoria, and Mahmoud Khodr of Melbourne, Victoria, appeared in the Melbourne ...

Allianz Australia Insurance Limited (Allianz) has pleaded guilty to six criminal charges, and AWP Australia Pty Ltd (AWP) to one criminal charge, of ...

Avanteos Investments Limited, a former subsidiary of the Commonwealth Bank, has been convicted and penalised a total of $1,710,000 by the County ...

ASIC has remade and combined seven legislative instruments relating to specific financial services disclosure requirements. These instruments were ...

ASIC has released an information sheet to help issuers avoid ‘greenwashing’ when offering or promoting sustainability-related products. The ...

Benjamin Heath Cooper of Brighton-Le-Sands, New South Wales, has pleaded guilty to conspiring to manipulate the price of shares in Quantum Resources ...

The requirement for ASIC to give warnings and reprimands to financial advisers in specified circumstances was introduced by the Financial Sector ...