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7 August 2015 MEDIA RELEASE
15-214MR ASIC acts against 21st Century Group and Jamie McIntyre land banking schemes

ASIC has commenced proceedings in the Federal Court of Australia against companies associated with Jamie McIntyre and the 21st Century Group in ...

6 August 2015 MEDIA RELEASE
15-213MR ASIC bans former representative of Macquarie Equities Limited

ASIC has banned Mr Shawn Hickman, of Middle Cove, New South Wales, from providing financial services for six years after he engaged in unauthorised ...

6 August 2015 MEDIA RELEASE
15-212MR ASIC imposes conditions on Sentinel Private Wealth licence

ASIC has imposed new licence conditions on the Australian financial services licence of Queensland-based Sentinel Private Wealth Pty Ltd, following ...

5 August 2015 MEDIA RELEASE
15-211MR Innovation Hub: ASIC Update

ASIC’s Innovation Hub has got off to a strong start, with 32 external meetings with new fintech businesses and industry organisations since it was ...

5 August 2015 MEDIA RELEASE
15-210MR ASIC releases enforcement report for the first half of 2015

ASIC today released its enforcement report for the period 1 January 2015 to 30 June 2015. In the last six months, ASIC achieved 323 enforcement ...

5 August 2015 MEDIA RELEASE
15-209MR Proceeds of crime seized following account hacking

The Supreme Court of New South Wales today ordered more than $77,000 to be restrained following a joint ASIC-Australian Federal Police (AFP) ...

5 August 2015 MEDIA RELEASE
15-208MR Ausbil to pay $18 million in compensation to investors

Ausbil Investment Management Limited (Ausbil) in its capacity as responsible entity of the Ausbil Investment Trusts – Australian Emerging Leaders ...

4 August 2015 MEDIA RELEASE
15-207MR Dixon Advisory Group pays an infringement notice for potentially misleading advertising

Dixon Advisory Group Limited has complied with two ASIC infringement notices, paying two $10,200 penalties after including potentially misleading ...

4 August 2015 MEDIA RELEASE
15-206MR ASIC consults on remaking ASIC class orders on takeovers and schemes of arrangement

ASIC today released a consultation paper proposing to remake six class orders that are due to expire (‘sunset’) between 2016 and 2019. The class ...

3 August 2015 MEDIA RELEASE
15-205MR ASIC marks five years of listed market supervision

ASIC has marked five years since it took over responsibility for the supervision of real-time trading on Australia's licensed securities and ...

Last updated: 10/08/2024 11:23