ASIC has banned Queensland-based adviser Keith Robert McDermott from providing financial services for three years.  The three-year ban also prohibits ...

ASIC has moved to shut down unlicensed financial services business A One Multi Services Pty Ltd (A One Multi), which is suspected to be engaging in ...

ASIC has commenced civil penalty proceedings against Ultiqa Lifestyle Promotions Ltd (Ultiqa) for failing to ensure that financial advice to ...

ASIC has commenced civil penalty proceedings in the Federal Court against Ferratum Australia Pty Ltd (Ferratum) for charging prohibited fees and ...

The Commonwealth Bank of Australia (CBA) has pleaded guilty to 30 criminal charges of making false or misleading representations to 165 customers ...

ASIC has today released information for product issuers and market operators on how they can meet their regulatory obligations in relation to ...

Phillip Anthony Royce, of Jan Juc, Victoria, has been disqualified from managing corporations for a period of two years and six months for his ...

ASIC has released its quarterly update for 1 July to 30 September 2021 (REP 704). During the quarter, ASIC focused on providing industry with ...

An ASIC surveillance about personal investment switching by directors and senior executives of superannuation trustees has identified concerns with ...

Peter Ross Dunkley of Clovelly, NSW, has been convicted of three counts of breaching his directors’ duties and sentenced to a community correction ...