ASIC has cancelled the Australian financial services (AFS) licence held by BBY Limited (BBY), effective 24 June 2021. The terms of the cancellation ...

ASIC has moved to shut down an unlicensed mortgage lender that appears to have been engaging with customers primarily from the Pacific Islander ...

ASIC has banned Hobart-based financial adviser Hannah Jennings from providing financial services, carrying on a financial services business and ...

ASIC has applied to the New South Wales Supreme Court for the appointment of provisional liquidators to Semantic Software Asia Pacific Limited ...

Additional Australian financial services (AFS) licence conditions imposed on Societe Generale Securities Australia Pty Ltd (SGSAPL) in June 2020 have ...

Geoffrey Anthony Shannon, of Port Macquarie, NSW, has been charged with managing a corporation while disqualified. Mr Shannon was an undischarged ...

The Federal Court has dismissed ASIC’s application in relation to alleged breaches of consumer credit provisions by Cigno Pty Ltd (Cigno) and BHF ...

Life Trading Pty Ltd (‘Life Trading’) has paid a penalty of $200,000, and entered into an enforceable undertaking with ASIC, to comply with an ...

ASIC has updated its class order on exchange traded funds (ETF) to allow ETF issuers to use overseas market makers.  ASIC has made ASIC Corporations ...

ASIC has extended existing licensing relief for public offer trustees to include all registrable superannuation entities to ensure that non-public ...