Two recent Federal Court decisions support ASIC’s position on obligations to comply with ASIC Act notices and to clearly substantiate any claims for ...

Former investment analyst, Mr Michael Ming Jinn Ho, 33, has been sentenced in the Sydney Downing Centre District Court to three years imprisonment. ...

On 5 August 2020, the Administrative Appeals Tribunal (AAT) set aside ASIC’s decision to disqualify Mr John Gilliland from being an approved ...

ASIC has today commenced proceedings in the Federal Court of Australia against Dixon Advisory and Superannuation Services Limited (Dixon Advisory), a ...

ASIC has banned John Louis Anthony Bigatton, of New South Wales, from providing financial services for seven years. Between August 2017 and January ...

ASIC has obtained interim orders in the Federal Court of Australia against companies in the Mayfair 101 group and their director, James Peter ...

Mr Zhuo Wang, a mortgage broker from Gladesville, New South Wales, has been charged with three counts of knowingly making a false statement in credit ...

On 28 August 2020, former Get Approved Finance broker Mr Eric-John Larry Pryor appeared before the Perth Magistrates Court and was charged with ...

ASIC today published its Corporate Plan for 2020-24, which sets out how we aim to achieve our vision through our strategic priorities and actions ...

Following an ASIC Investigation, former directors of ASX-listed Continental Coal Limited (in Liquidation) (Continental Coal), Peter Neil Landau and ...