As part of efforts to increase transparency and provide guidance to prospective applicants, ASIC has released its latest report on its assessment of ...

ASIC today released an Independent Expert Summary Report prepared by KPMG summarising its work on the compliance and risk management practices of ...

ASIC is reminding Australian financial services (AFS) licensees who have not yet updated the Financial Advisers Register (Register) that they need to ...

On 1 November 2019, the Federal Court of Australia delivered judgment on penalties and made final orders in ASIC’s civil penalty proceedings against ...

ASIC today released a report on the superannuation industry’s progress in improving consumer outcomes in relation to life insurance provided through ...

ASIC has filed an application seeking leave to apply for further orders in the Federal Court in Western Australia to wind up an alleged unregistered ...

ASIC today issued a report on the results from its audit firm inspections for the 12 months to 30 June 2019, and a supplementary report of audit ...

ASIC has today made recommendations to improve ASX Limited’s (ASX) compliance with its market licence obligations, following an assessment of the ...

ASIC has concluded a review of internal market making practices of non-transparent actively managed funds that are traded on exchange markets.  The ...

ASIC has commenced action in the Federal Court in Western Australia focussed on the promotion and management of the Sterling Income Trust. The ...