Mr Samuel Tessa of Elwood, Victoria, has been committed to stand trial on five counts of dishonestly obtaining a financial advantage by deception. ...

ASIC has disqualified two separate self-managed superannuation funds (SMSF) auditors, John Gilliland and Douglas Coghlan, of Queensland, for ...

ASIC has deregistered, suspended or imposed conditions on 101 self-managed superannuation funds (SMSF) auditors for audit quality and independence ...

The Australian Securities and Investments Commission (ASIC) released today a report of a pilot study by the Law Faculty of the University of New ...

More than 35,000 financial firms required to join the Australian Financial Complaints Authority (AFCA) have now joined the scheme.   There are more ...

ASIC will cancel the Australian financial services (AFS) licence of Austplan Pty Ltd (Austplan) effective from 25 November 2018 by agreement with the ...

Mr. John Edward Featherstone, of Norman Gardens, Queensland, has been charged with the fraudulent removal of property of a company. ASIC alleges ...

ASIC has disqualified Charles Montgomery Clarke, of Glen Iris, Victoria, from managing companies for the maximum period of five years. Mr. Clarke is ...

Consumers will soon have access to high-quality, comparable data on life insurance claims and disputes after the Australian Prudential Regulation ...

Sydney-based authorised representative Eli Ekman, of Dover Heights, NSW, has been prohibited from providing any financial services in any capacity ...