ASIC has cancelled the Australian financial services (AFS) licence of NSW-based company Smart Trader International Pty Ltd (AFS 475277) for failing ...

ASIC has permanently banned Mr David Mario Alafaci, of Morphett Vale, South Australia from providing financial services on the basis that he is not ...

The Federal Court of Australia today ordered that Patrick John Godfrey, the former managing director of Banksia Securities Limited (In Liquidation) ...

ASIC has cancelled the Australian credit licence (licence) of mortgage broker, Wealth First Lending Pty Ltd (Wealth First). ASIC found that Wealth ...

Epoch Capital Pty Ltd ('Epoch') has paid a penalty of $130,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel ...

ASIC notes the announcement by Sequoia Financial Group Ltd (Sequoia) that it will reduce both its revenue and hedging expenses for the year ended 30 ...

ASIC notes the decision by Intrepid Mines Limited (Intrepid) to make a $16.1 million impairment charge against its Zambian mining properties in its ...

Following an ASIC investigation, Mr Adrian Maxwell Ballintine, 62, of Brighton in Victoria, has been charged with three counts of authorising the ...

Hallmark General Insurance Company Ltd (trading as Latitude Insurance) will provide refunds  of approximately $1.1 million to 905 customers after it ...

ASIC today released regulatory guidance on managing conflicts of interest and handling inside information by Australian financial services (AFS) ...