The Administrative Appeal Tribunal (AAT) has affirmed ASIC's decision of 17 July 2015 to ban Mr Trevor John Seymour from providing financial services ...

ASIC has accepted two enforceable undertaking (EUs) arising from deficiencies in the advice provided about insurance products. Christopher John ...

ASIC has today released Information Sheet 230 Exchange traded products: Admission guidelines (INFO 230). It sets clear and consistent standards for ...

John Thomas Shannon, of Dalby, Queensland and his son Jason Thomas Shannon, of Oakey, Queensland, have been disqualified from managing corporations ...

ASIC notes the decision by Medusa Mining Limited (Medusa) to derecognise exploration and evaluation assets of US$56 million in its upcoming financial ...

The Federal Court in Melbourne has ordered that a land banking scheme known as the Realestate Equity Investment Trust (REIT) and an associated ...

Ms Sheila Anne McAulay, of The Gap, Queensland has pleaded guilty to dishonestly using her position as a director of a company. An ASIC ...

Mr James Meaden, of Invermay, Victoria has been convicted and sentenced after pleading guilty to dishonestly using his position as a director of a ...

ASIC has accepted an enforceable undertaking (EU) from former MyPlanner Australia Pty Ltd adviser, James Fraser, after it was found that he failed to ...

Swann Insurance will offer to refund 67,960 customers $39 million paid for add-on insurance products bought through car and motorbike dealerships ...