The Australian Securities and Investments Commission (ASIC) has released a report into its second survey of the marketplace lending industry, which ...

ASIC has permanently banned husband and wife, Shrikrishna and Shilpa Karandikar, from engaging in credit activities. ASIC's investigation found that ...

ASIC has cancelled the Australian financial services (AFS) licence of West Australia-based Anquan Securities & Investments Pty Ltd (Anquan) as it ...

Interactive Brokers LLC ('Interactive') has paid a penalty of $250,000 to comply with an infringement notice given to it by the Markets Disciplinary ...

Mr Ricky David Gillespie has been sentenced in the Brisbane Magistrates Court for the forgery of client documents. Mr Gillespie was fined $3,000, ...

ASIC has today announced a Cooperation Agreement with Canadian regulators on fintech cooperation. This agreement expands the existing framework for ...

ASIC has today released a review of its regulatory sandbox, introduced in December 2016. In the review ASIC proposes to retain class waivers known as ...

ASIC today published its annual overview of corporate insolvencies based on statutory reports lodged by external administrators for the 2016–17 ...

Murray River Organics Group Limited (Murray River Organics) has paid a penalty of $33,000 after ASIC issued an infringement notice for an alleged ...

ASIC's MoneySmart Teaching Program aims to strengthen the financial capability of students across Australia. An independent evaluation found that the ...