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5108 media releases found
23 November 2017 MEDIA RELEASE
17-403MR Dubai and Australia seal agreement on fintech cooperation

The Dubai Financial Services Authority ('DFSA') and ASIC today signed a Cooperation Agreement which provides a framework for cooperation to support ...

23 November 2017 MEDIA RELEASE
17-402MR ASIC takes action against unlicensed financial services companies

ASIC has acted to stop two Queensland-based financial services companies from selling insurance products and providing financial services without ...

23 November 2017 MEDIA RELEASE
17-401MR ASIC welcomes consultation on changes to fees-for-service

ASIC welcomes the release by Treasury of a consultation paper proposing changes to fees-for-service. While around 90% of ASIC’s regulatory ...

22 November 2017 MEDIA RELEASE
17-400MR ASIC acts against Superfunded and the Goldenbergs SMSF scheme

ASIC has commenced proceedings in the Federal Court of Australia and obtained interim injunctions against Perth-based Superfunded Pty Ltd (ACN 617 ...

22 November 2017 MEDIA RELEASE
17-399MR ASIC delivers on commitment to help limited AFS licensees understand their obligations

The Australian Securities and Investments Commission (ASIC) has today released new webpage guidance and information sheets to help limited Australian ...

22 November 2017 MEDIA RELEASE
17-398MR AAMI pays $43,200 for misleading advertising

AAMI has paid $43,200 in penalties after ASIC found it had made false or misleading statements on its website and in radio advertisements for home ...

22 November 2017 MEDIA RELEASE
17-397MR ASIC cancels AFS licence for failing to cooperate with an ASIC surveillance

ASIC has cancelled the Australian financial services (AFS) licence of Financial Stewards Pty Ltd (Financial Stewards) for failing to co-operate with ...

22 November 2017 MEDIA RELEASE
17-396MR ASIC obtains orders against Gold Coast company, DanFX Trade and Daniel Ali

On 14 November 2017, the Supreme Court appointed Anthony Castley of William Buck as receiver and manager over the assets of DanFX Trade Pty Ltd, ...

21 November 2017 MEDIA RELEASE
17-395MR Carwardine Financial Services finalises independent review

Australian financial services (AFS) licensee Carwardine Financial Services Pty Ltd (CFS) has finalised improvements to its advice processes following ...

21 November 2017 MEDIA RELEASE
17-394MR ASIC acts to appoint provisional liquidator to the Benchmark Private Wealth companies

ASIC has obtained orders from the Supreme Court of Queensland appointing Mr Michael McCann of Grant Thornton as a provisional liquidator to five ...

Last updated: 10/08/2024 11:23