On 24 October 2017, Mr Ricky David Gillespie pleaded guilty in the Southport Magistrates Court to one rolled-up charge alleging the forgery of 33 ...

ASIC has obtained interim injunctions in the Federal Court against Gallop International Group Pty Ltd (GIG), Gallop Asset Management Pty Ltd (GAM) ...

The China Securities Regulatory Commission ('CSRC') and Australian Securities and Investments Commission ('ASIC') have entered into an agreement to ...

Mr Lewis Anthony Wright Fellowes, a former strockbroker from Perth, Western Australia, has been sentenced in the Brisbane District Court on ...

ASIC is committed to improving the transparency and comparability of fees and costs for managed investment and superannuation funds, through its work ...

The Full Federal Court of Australia has made final orders allowing the appeals of the former directors of Australian Property Custodian Holdings Ltd ...

Following an ASIC investigation, Ms Sarah Jane Busteed, of Sydney, pleaded guilty on 23 October 2017 in the New South Wales District Court to two ...

This release has been renumbered - click here to view the release

ASIC today published its 2017–18 business plans. Each year ASIC publishes business plans for each of the sectors it regulates. These are published ...

The Federal Court has imposed a civil penalty of $1 million against Melbourne-based financial advice firm NSG Services Pty Ltd (currently named ...