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5108 media releases found
20 October 2017 MEDIA RELEASE
17-354MR Full Federal Court dismisses broker's appeal

The Full Federal Court of Australia has dismissed former Victorian finance broker Rudy Noel Frugtniet's appeal against his permanent banning from ...

20 October 2017 MEDIA RELEASE
17-353MR ASIC releases update to evidence metrics for performance reporting

ASIC has released updated evidence metrics to report against six common key performance indicators (KPIs) in the Australian Government's Regulator ...

20 October 2017 MEDIA RELEASE
17-352MR Adairs pays penalty for alleged continuous disclosure breach

ASX-listed company Adairs Limited (Adairs) has paid a penalty of $66,000 after ASIC issued an infringement notice alleging it had not complied with ...

19 October 2017 MEDIA RELEASE
17-351MR ASIC accepts voluntary undertakings from three liquidators

ASIC has announced the latest enforcement outcomes from its Published Notices Website and Lodgement project, an industry-wide project to improve ...

19 October 2017 MEDIA RELEASE
17-350MR The FMA and ASIC confirm trans-Tasman collaborative approach to fintech

The Financial Markets Authority (FMA) and the Australian Securities and Investments Commission (ASIC) have re-affirmed their commitment to ...

16 October 2017 MEDIA RELEASE
17-349MR ASIC accepts enforceable undertaking from Sentinel Private Wealth

ASIC has accepted an enforceable undertaking (EU) from Sentinel Private Wealth Pty Ltd (SPW) after ASIC found SPW was giving poor financial advice ...

16 October 2017 MEDIA RELEASE
17-348MR ASIC committed to improving the financial capabilities of Australians

The National Financial Literacy Strategy sets out a plan to strengthen the financial capabilities of all Australians with the aim of improving ...

13 October 2017 MEDIA RELEASE
17-347MR ASIC permanently bans convicted car yard loan-writer

ASIC has permanently banned Daniel Kenneth Wilson from engaging in credit activities. Mr Wilson wrote and submitted loans for customers buying ...

13 October 2017 MEDIA RELEASE
17-346MR Queensland financial adviser banned for failing to act in clients' best interests

The Australian Securities and Investments Commission (ASIC) has banned financial adviser Drew Grosskreutz from providing financial services for three ...

12 October 2017 MEDIA RELEASE
17-344MR ASIC concerns see Web Moneyline Pty Ltd stop offering loan product

Payday lender Web Moneyline has entered into an Enforceable Undertaking with ASIC to cease using a loan product following concerns raised by ASIC ...

Last updated: 10/08/2024 11:23