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5108 media releases found
20 June 2017 MEDIA RELEASE
17-190MR FWO and ASIC target Melbourne businesses in joint campaign

The Fair Work Ombudsman and the Australian Securities and Investment Commission (ASIC) will audit 50 businesses in the Melbourne CBD and inner ...

20 June 2017 MEDIA RELEASE
17-189MR Virginia Surety to refund over $330,000 to add-on insurance customers

Virginia Surety Company, Inc. (Virginia Surety), a general insurer, will refund over $330,000 in insurance premiums to more than 500 customers. It ...

16 June 2017 MEDIA RELEASE
17-188MR ASIC permanently bans Perth financial adviser

ASIC has permanently banned Mr Robert Hutchison, of Lower Chittering in Western Australia, from providing financial services. Mr Hutchison is a ...

15 June 2017 MEDIA RELEASE
17-187MR ASIC bans South Australian director of failed companies for four years

ASIC has disqualified former director Mr Colin Geoffrey Oxlade, of Adelaide, from managing companies for four years. Mr Oxlade's disqualification ...

15 June 2017 MEDIA RELEASE
17-186MR ASIC welcomes the dawn of a new regulatory era

The Australian Securities and Investments Commission (ASIC) today welcomed the passage of legislation enabling a more secure and accountable funding ...

15 June 2017 MEDIA RELEASE
17-185MR UBS Securities pays $280,000 in infringement notice penalties

UBS Securities Australia Limited ('UBS') has paid penalties totalling $280,000 to comply with two infringement notices given to it by the ...

14 June 2017 MEDIA RELEASE
17-184MR ASIC seeks orders to wind up Octaviar Group Companies

ASIC has applied to the Supreme Court of Queensland for an order that Octaviar IHH Pty Ltd (deregistered) (OIHH) be reinstated as a company under the ...

13 June 2017 MEDIA RELEASE
17-183MR Hong Kong and Australia seal agreement on fintech cooperation

The Hong Kong Securities and Futures Commission ('the SFC') and ASIC today signed a Co-operation Agreement which provides a framework for ...

13 June 2017 MEDIA RELEASE
17-182MR Director of distribution business disqualified from managing companies

Peter Thomas Gillam of Kallangur, Queensland has been disqualified by ASIC from managing corporations for four years. Mr Gillam's disqualification ...

13 June 2017 MEDIA RELEASE
17-181MR ASIC reports on conduct in funds management and makes recommendations for improved compliance

ASIC has reported on the findings of its' proactive surveillance of responsible entities' compliance with their legal obligations. These are entities ...

Last updated: 10/08/2024 11:23