Find a media release


5108 media releases found
6 June 2017 MEDIA RELEASE
17-170MR ASIC permanently bans Sydney man from providing financial services

ASIC has permanently banned Mr Shun Yuen Ken Li (also known as Leo Lee) from providing financial services. Mr Li was banned after pleading guilty ...

5 June 2017 MEDIA RELEASE
17-169MR ASIC bans former responsible executive from providing financial services for three years

ASIC has banned Sean Nofal from providing financial services for three years. ASIC found that on two occasions Mr Nofal's conduct fell far short of ...

5 June 2017 MEDIA RELEASE
17-168MR ASIC releases instrument setting the commission caps and clawback amounts as part of the life insurance advice reforms

ASIC has made ASIC Corporations (Life Insurance Commissions) Instrument 2017/510 (Life Insurance Commissions Instrument), as part of the life ...

1 June 2017 MEDIA RELEASE
17-167MR ASIC permanently bans Tasmanian man from providing financial services

ASIC has permanently banned Patrick Simon Mitchell from providing financial services.  Mr Mitchell was banned after pleading guilty and being ...

1 June 2017 MEDIA RELEASE
17-166MR ASIC consults on 'sunsetting' class order on disclosure relief for an offer to a director or secretary

ASIC has today released a consultation paper proposing to remake ASIC Class Order [CO 04/899] Definition of ‘senior manager’—modification. This is ...

1 June 2017 MEDIA RELEASE
17-165MR ASIC to extend start dates on Stronger Super reforms

ASIC today provided an update about the start dates for key superannuation reforms relating to the choice products and the portfolio holdings ...

1 June 2017 MEDIA RELEASE
17-164MR ASIC survey offers snapshot of marketplace lending in Australia

ASIC released a report today on its first survey of various participants in the marketplace lending industry and our broader activities relating to ...

31 May 2017 MEDIA RELEASE
17-163MR ASIC consults on new example Statement of Advice for life insurance

ASIC has today released a consultation paper on a new example Statement of Advice (SOA) for life insurance. Consultation Paper 284 Example Statement ...

31 May 2017 MEDIA RELEASE
17-162MR ASIC calls on preparers to focus on the quality of financial report information

ASIC has continued to call on companies to focus on giving information for users of financial reports that is useful and meaningful. Announcing its ...

30 May 2017 MEDIA RELEASE
17-161MR Court orders winding up of Macro Group companies

The Federal Court of Australia has ordered that Macro Realty Developments Pty Ltd, Macro Realty Developments AFSL Pty Ltd, Macro All State ...

Last updated: 10/08/2024 11:23