ASIC has commenced civil penalty proceedings in the Federal Court against Lanterne Fund Services Pty Ltd (Lanterne), alleging multiple failures to ...

ASIC has released Regulatory Guide 276 Superannuation forecasts: Calculators and retirement estimates (RG 276) and a new legislative instrument ...

ASIC has announced that it will routinely communicate negative findings from its reviews of audit files to directors, rather than the current ...

On 24 June 2022, a committee convened to make a disciplinary decision about registered liquidator, Nicholas James David Crouch of Crouch Amirbeaggi, ...

ASIC has suspended the Australian financial services (AFS) licence of ISG Financial Services Limited (ISG) (AFSL 290328) until 30 September 2022. ISG ...

ASIC has cancelled the Australian financial services (AFS) licence of Quattro Management Pty Limited (AFSL 339558). The licence was cancelled on the ...

Animoca Brands Corporation Limited ACN 122 921 813 has been convicted on charges of failing to lodge annual and half-yearly financial reports with ...

ASIC has banned Melbourne-based financial adviser David Noel Ruthenberg from providing financial services for three years. Mr Ruthenberg operated ...

ASIC has commenced civil penalty proceedings in the Federal Court against Mercer Financial Advice (Australia) Pty Ltd (Mercer) for allegedly making ...

ASIC has today released a consultation paper proposing to remake its class order on the financial requirements for issuers of over-the-counter (OTC) ...