Today, ASIC issued a temporary no-action position for Australian financial services (AFS) licensees in relation to potential breaches of the ...

ASIC today provided further information on focus areas for financial reporting in the COVID-19 environment for years ending 30 June 2020 following ...

Credit Suisse Equities (Australia) Limited (Credit Suisse) has paid a penalty of $75,000 to comply with an infringement notice given by the ...

On 30 June 2020, Societe Generale Securities Australia Pty Ltd (SGSAPL) pleaded guilty at the Downing Centre Local Court in Sydney to client money ...

Mr William Desmond Fong, of Darwin, Northern Territory, has been convicted and sentenced to six weeks imprisonment after pleading guilty to failing ...

ASIC has cancelled the Australian Financial Services (AFS) licence of Queensland-based financial services provider MyPlanner Professional Services ...

Mr Sean Joseph O’Reilly of Hemmant, QLD has been banned from managing companies for four years due to his involvement in three failed companies. Mr ...

ASIC has banned Mr Steven Marsh, a former employee of Forex Capital Trading Pty Ltd (Forex CT), from providing financial services for a period of ...

ASIC has permanently banned former responsible manager Anthony ‘Tony’ David Wynd of Melbourne from providing financial services. Mr Wynd was the sole ...

On 10 September 2019, ASIC filed an appeal with the Federal Court of Australia against the decision of the Honourable Justice Perram regarding ASIC’s ...