ASIC has suspended the Australian financial services (AFS) licence of Perth-based financial advice provider Ballast Financial Management Pty Ltd ...

Following an ASIC investigation, Mr Jaicome Spinella, of West End, Brisbane, Queensland, pleaded guilty to a charge of obtaining financial advantage ...

Regulators and industry are taking further steps to transition away from LIBOR, which is expected to cease after the end of 2021. In particular, on ...

ASIC has settled its claim against Volkswagen Financial Services Australia Pty Limited (VWFSA), discontinuing its Federal Court proceeding and ...

The Federal Court of Australia has found that Antares Energy Limited (Antares), now known as Big Star Energy Ltd, has breached continuous disclosure ...

ASIC has banned Todd Erwin Butler, a former Sydney based St George Bank employee, from providing financial services and engaging in credit activity ...

Following an ASIC investigation, Mr Marcus McDermott of Morton New South Wales has been charged with making a false or misleading statement in a ...

ASIC has disqualified Mr Michael David Steele, of Murwillumbah New South Wales, from managing corporations for the maximum period of five years. Mr ...

On 2 October 2020, Mr Anthony Vivian Dick, a former Townsville financial adviser, was sentenced to eight  years’ imprisonment with a non-parole ...

On 4 September 2020, the Administrative Appeals Tribunal (AAT) banned former responsible manager Anthony ‘Tony’ David Wynd of Melbourne from ...