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5108 media releases found
20 May 2019 MEDIA RELEASE
19-118MR ASIC Chair issues ‘fairness challenge’ at Annual Forum

The 24th ASIC Annual Forum in Sydney on 16-17 May 2019 saw more than 950 delegates attend 13 sessions on how financial market participants can meet ...

16 May 2019 MEDIA RELEASE
19-117MR ASIC bans former Kaz Capital adviser for six years

ASIC has banned Mr David Stephen Cornford of Centennial Park, New South Wales, from providing financial services for six years. Mr Cornford was ...

15 May 2019 MEDIA RELEASE
19-116MR High Court delivers judgment in broker's appeal from the Full Federal Court

The High Court of Australia has upheld an appeal from a decision of the Full Court of the Federal Court brought by former Victorian finance broker ...

15 May 2019 MEDIA RELEASE
19-115MR Doing the right thing by your customers: ASIC consults on lifting standards and transparency of complaints handling

Today ASIC initiated public consultation on new standards about how financial firms handle consumer and small business complaints. The proposed ...

15 May 2019 MEDIA RELEASE
19-114MR Industry funding reminder for financial services licensees

ASIC has reminded Australian financial services and Australian credit licensees who have industry funding obligations to factor in the time it may ...

14 May 2019 MEDIA RELEASE
19-113MR ASIC moves to appoint provisional liquidator to Merlin Diamonds Ltd

ASIC has applied to the Federal Court of Australia to wind up ASX-listed public company Merlin Diamonds Limited (ACN 009 153 119) (Merlin Diamonds) ...

14 May 2019 MEDIA RELEASE
19-112MR ASIC disqualifies director from managing companies after engaging in phoenix activity

ASIC has disqualified Mr Abdoul Rahim Fatrouni of Meadow Heights, Victoria, from managing corporations for 3 years and 6 months following his ...

13 May 2019 MEDIA RELEASE
19-111MR Incorrect dual authorisation of 58 AFS licence holders rectified

Fifty-eight Australian finance services (AFS) licensees, who were in breach of the law because they were also authorised representatives of other AFS ...

10 May 2019 MEDIA RELEASE
19-110MR Supreme Court decision into Sydney liquidators

ASIC notes the decision of the Supreme Court of NSW, which declined to order an inquiry into the conduct of former Sydney liquidator Andrew Hugh ...

10 May 2019 MEDIA RELEASE
19-109MR ASIC obtains declarations against Goldsky companies

The Queensland Supreme Court made declarations that Goldsky Global Access Fund Pty Ltd, Goldsky Asset Management Australia Pty Ltd and Goldsky ...

Last updated: 10/08/2024 11:23