ASIC has banned Dylan Christopher Rands, of Sydney, NSW, from providing financial services for five years after finding he engaged in market ...

ASIC has permanently banned former financial adviser Ross Andrew Hopkins from providing financial services or from controlling an entity carrying on ...

Criminal charges have today been filed against the Commonwealth Bank of Australia (CBA) in the Federal Court for the mis-selling of consumer credit ...

Former Halifax Investment Services Pty Ltd auditor Robert James Evett’s company auditor registration has been cancelled by the Companies Auditors ...

Members Equity Bank Limited (ME Bank) has appeared before the Federal Court, facing criminal charges for allegedly making false and misleading ...

ASIC’s Licensing and professional registration activities: 2021 update (Report 700) outlines key issues, new and proposed changes to our licensing ...

Former Perth finance broker Eric-John Larry Pryor has been sentenced in the Perth Magistrates’ Court after pleading guilty to two charges of fraud ...

Mr Shiwei He, of Padstow NSW, has been charged with making a false statement in a credit licence annual compliance certificate lodged with ASIC. Mr ...

Vaughan Garfield Bowen, of Brighton, Victoria, today appeared via his legal representative in the Melbourne Magistrates’ Court charged with two ...

Gold Coast brothers Ashley Kevin Nugent and Sonny Nugent, each charged with two instances of failing to produce books and records to ASIC, have had ...