An ASIC review of a targeted selection of retail managed funds found that they did not face serious investor liquidity challenges during the height ...

ASIC Chair James Shipton said: ‘On behalf of the ASIC Commission and team I’d like to congratulate Joe Longo on his appointment as the next ASIC ...

On 27 April 2021, the Federal Court made orders by consent restraining Kewa Ruwhiu, Mathew Ruwhiu and Debts Knockout from carrying on, promoting or ...

ASIC has made changes to the financial requirements for some types of Australian financial services (AFS) licensees in relation to the treatment of ...

ASIC has banned Christopher Chan, a former authorised representative of Australian Unity Personal Financial Services Limited, from providing ...

The Federal Court has ordered GoGetta Equipment Funding Pty Ltd (GoGetta) pay a $750,000 penalty for engaging in unlicensed consumer leasing ...

On 7 August 2020, the Administrative Appeals Tribunal (AAT) set aside ASIC’s decision to disqualify Mr Kenneth Wen Hsi Lee from managing corporations ...

IOOF has committed to taking remedial action to address deficiencies identified as a result of an ASIC surveillance of two financial advice ...

On 23 April 2021, Mr Vaughn Thomas Hopkins appeared at the Dandenong Magistrates’ Court and pleaded guilty to four charges of obtaining a financial ...

ASIC will extend the deadline for both listed and unlisted entities to lodge financial reports (under Chapters 2M and 7 of the Corporations Act 2001) ...