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5105 media releases found
31 August 2020 MEDIA RELEASE
20-202MR ASIC’s Corporate Plan 2020-24

ASIC today published its Corporate Plan for 2020-24, which sets out how we aim to achieve our vision through our strategic priorities and actions ...

28 August 2020 MEDIA RELEASE
20-201MR Continental Coal directors and company secretary charged with breaches of directors’ duties and making false and misleading statements

Following an ASIC Investigation, former directors of ASX-listed Continental Coal Limited (in Liquidation) (Continental Coal), Peter Neil Landau and ...

28 August 2020 MEDIA RELEASE
20-200MR Former financial adviser Brett Gordon charged with fraud

Former financial adviser Brett Andrew Gordon has today appeared before the Maroochydore Magistrates Court charged with 10 counts of fraud to the ...

28 August 2020 MEDIA RELEASE
20-199MR Corporate finance director pleads guilty to conspiring to manipulate market

On 27 August 2020, Ananda Kathiravelu, of Perth, WA appeared before the Supreme Court of Western Australia and pleaded guilty to a charge of ...

27 August 2020 MEDIA RELEASE
20-198MR ASIC provides relief for companies planning an initial public offering

Following public consultation, ASIC has issued regulatory relief to help reduce red tape for companies undertaking an initial public offer (IPO). ...

26 August 2020 MEDIA RELEASE
20-197MR ASIC grants industry-wide relief to help members of frozen funds make hardship withdrawals

ASIC today announced new relief measures for operators of managed funds to facilitate withdrawals by members facing financial hardship (hardship ...

25 August 2020 MEDIA RELEASE
20-196MR Royal Commission witness and former financial adviser Sam Henderson pleads guilty to dishonesty and defective disclosure charges

Former Sydney financial adviser, Mr Sam Maxwell Henderson, has today pleaded guilty to one ‘rolled up’ charge of dishonest conduct, an offence under ...

25 August 2020 MEDIA RELEASE
20-195MR ASIC issues guidance for Government’s enhanced regulatory sandbox

ASIC has today released guidance to assist innovative financial businesses test their products and services under the Government’s enhanced ...

25 August 2020 MEDIA RELEASE
20-194MR ASIC bans Adelaide adviser for five years

ASIC has banned Adelaide-based financial adviser Francesco Antonio (Tony) Romano from providing financial services and from being involved in the ...

24 August 2020 MEDIA RELEASE
20-193MR ASIC update on compensation for financial advice related misconduct

Six of Australia's largest banking and financial services institutions have paid or offered a total of $1.05 billion in compensation, as at 30 June ...

Last updated: 10/08/2024 11:23