Find a media release


5023 media releases found
20 March 2020 MEDIA RELEASE
20-069MR ASIC suspends AFS licence of Longhou Capital Markets Pty Ltd

ASIC has suspended the Australian financial services (AFS) licence of Longhou Capital Markets Pty Ltd (Longhou), a Queensland-based financial ...

20 March 2020 MEDIA RELEASE
20-068MR Guidelines for meeting upcoming AGM and financial reporting requirements

Annual general meetings Coronavirus (COVID-19) may temporarily impact on companies’ ability to hold an annual general meeting (AGM). This issue is ...

18 March 2020 MEDIA RELEASE
20-067MR Societe Generale Securities Australia Pty Ltd charged with breaching client money obligations

On 17 March Societe Generale Securities Australia Pty Ltd (SGSAPL) appeared in the Downing Centre Local Court in Sydney on criminal charges, ...

17 March 2020 MEDIA RELEASE
20-066MR AMP Life and AMP Capital pay penalties in relation to trade reporting rules

AMP Life Limited (AMP Life) has paid a penalty of $275,500 and AMP Capital Investors Limited (AMP Capital) has paid a penalty of $250,500 to comply ...

17 March 2020 MEDIA RELEASE
20-065MR ASIC commenced proceedings against Colonial First State over dealings with MySuper accounts

On 16 March 2020, ASIC commenced civil penalty proceedings in the Federal Court against Colonial First State Investments Limited (CFSIL) in its own ...

16 March 2020 MEDIA RELEASE
20-064MR ASIC commences proceedings against CBA over the credit services provided to problem gambler – Royal Commission case study

ASIC has commenced proceedings in the Federal Court against Commonwealth Bank of Australia (CBA) for alleged contraventions of the responsible ...

16 March 2020 MEDIA RELEASE
20-063MR ASIC commences proceedings against CBA over the AgriAdvantage Plus Package – Royal Commission case study

ASIC has commenced proceedings in the Federal Court against Commonwealth Bank of Australia (CBA) for alleged breaches of the ASIC Act and ...

16 March 2020 MEDIA RELEASE
20-062MR ASIC takes steps to ensure equity market resiliency

As part of the Australian Government’s response to the novel coronavirus (COVID-19), ASIC has taken steps to ensure Australian equity markets remain ...

13 March 2020 MEDIA RELEASE
20-061MR Citation Resources director and OKAP Ventures company secretary charged with stealing and forgery

Former Citation Resources Limited (Citation Resources) director Peter Neil Landau and former OKAP Ventures Pty Ltd (OKAP) company secretary Jane ...

11 March 2020 MEDIA RELEASE
20-060MR High Court of Australia rules in favour of ASIC in finding Group CEO was an ‘officer’ of subsidiary

Earlier today, the High Court of Australia published its reasons for judgment allowing ASIC’s appeal from the Supreme Court of Queensland on the ...

Last updated: 04/07/2023 01:12