On 19 February 2020, Mr George Nowak pleaded guilty in the District Court of South Australia to 17 counts of aggravated deception and 1 count of ...

Following an ASIC investigation, Mr Anthony Vivian Dick, a former financial adviser based in Townsville has been charged with eleven counts of ...

ASIC has disqualified Ms Nicola Fay Mills of Kenthurst, New South Wales from managing corporations for one and a half years. Ms Mills was a director ...

ASIC has today started a four week consultation on draft guidance about the new best interests duty for mortgage brokers. The new obligations were ...

Mr Glenn Arthur Hawes of Denham, WA has been convicted for making false and misleading statements in documents lodged with ASIC. Mr Hawes is a ...

On 14 February 2020, Mr Jason Dermot Cullen, pleaded guilty in the County Court of Victoria to two counts of authorising the making of a false or ...

On 14 February 2020, Mr Adrian Maxwell Ballintine, pleaded guilty in the County Court of Victoria to one ‘rolled up’ charge of authorising the making ...

Mr John Lindsay Merity, of North Nowra, New South Wales, has today been sentenced by the District Court of New South Wales to an overall term of two ...

ASIC has moved to disqualify, or suspend and/or add conditions to the registration of, a number of auditors of self-managed superannuation funds ...

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have jointly welcomed the ...