On 19 October 2023, ASIC suspended the Australian Financial Services (AFS) licence of financial services provider, Celtic Equities Management Pty Ltd ...

ASIC has banned former PwC Australia partner Peter-John Collins, of Sandringham, Victoria, from providing financial services or controlling an entity ...

On 10 October 2023, the Administrative Appeals Tribunal (AAT) set aside ASIC’s decisions to ban Dominique Grubisa, the founder of DG Institute Pty ...

ASIC has today released findings from its first integrated financial reporting and audit surveillance program.  As a result of ASIC’s surveillance, ...

The Federal Court today found Australia and New Zealand Banking Group Limited (ANZ) breached continuous disclosure laws when undertaking a $2.5 ...

ASIC continued its strong focus on enforcement action in the last financial year, driving positive outcomes for consumers and small businesses, and ...

ASIC has taken action against 11 self-managed superannuation fund (SMSF) auditors, where conduct has fallen short and they have breached their ...

Mining exploration company Condor Blanco Mines Limited (ACN 141 347 640) has been fined $100,000 for failing to lodge five annual financial reports ...

Mr Arunesh Narain Maharaj, of Sydney, New South Wales, the former Chief Executive Officer of stockbroking firm BBY Limited (BBY), has appeared in the ...

NSW director Gary Cutcliffe has been convicted after pleading guilty on 22 September 2023 to five offences of falsification of company books in ...