ASIC has removed Shaun Gregory Morgan (a.k.a. Shaun Monroe) as a company director. This comes as a result of Mr Morgan, a 38-year old New Zealand ...

Following concerns about breaches of a number of reporting, financial and other financial services licensee obligations, ASIC has cancelled the ...

Frequently asked questions Why has ASIC commenced the proceedings? ASIC commenced proceedings on 9 September 2015 in the Federal Court of Australia ...

ASIC has cancelled the Australian financial services (AFS) licence of Dunfo Capital Pty Ltd (AFS Licence No 403199) for failing to comply with a ...

ASIC has released its latest report outlining decisions on relief applications covering the period 1 February to 31 May 2015. Businesses frequently ...

Following an ASIC investigation, Nigel Derek Heath of New South Wales was convicted and sentenced today after pleading guilty to two market ...

ASIC has accepted enforceable undertakings (EU) from two Queensland financial advisers following concerns over their compliance with financial ...

ASIC has banned a life insurance financial adviser and former authorised representative of Neo Financial Solutions Pty Ltd from providing financial ...

ASIC today published its second report on its approach to licence applications. Report 448 Overview of licensing and professional registration ...

ASIC is aware websites www.fxabs.com.au and www.fxabs.com are falsely claiming their services are regulated by ASIC and that they are linked to the ...