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923 results found
27 August 2020 - ARTICLE
Handling complaints and paid representatives: ASIC provides financial firms with guidance

ASIC recently published Regulatory Guide 271 Internal Dispute Resolution (RG 271). The guide updates requirements for financial firms in dealing with ...

26 August 2020 - NEWS ITEM
Has your managed fund been frozen? Here’s what investors need to know

As an investor, you may still be able to access your money if you’re experiencing financial hardship – contact your responsible entity for more ...

20 August 2020 - NEWS ITEM
Loan repayment deferrals end soon: ASIC's expectations of retail lenders

Mortgage repayment deferrals due to COVID-19 are expiring soon. ASIC encourages all lenders to continue working with customers to find solutions ...

20 August 2020 - NEWS ITEM
Beware of loan offers from scammers impersonating lender

ASIC is aware of people pretending to be a legitimate lender (e.g. banks, credit unions) and offering fake loans to Australian consumers. This ...

20 August 2020 - SPEECH
ASIC Regtech Responsible Lending Demonstration Webinar

Opening address by Sean Hughes, ASIC Commissioner, at the ASIC Regtech Responsible Lending Demonstration Webinar, 20 August 2020. Hello everyone, ...

11 August 2020 - SPEECH
Regulation, trust and social licence

Opening remarks by ASIC Chair, James Shipton, to the Australia and New Zealand School of Government (ANZSOG) National Regulators Community of ...

11 August 2020 - ARTICLE
Managed fund asset valuations must be reliable during COVID-19

ASIC is aware that valuations of illiquid assets have been challenging as a result of increased economic and financial uncertainties due to the ...

6 August 2020 - ARTICLE
Litigation funders to be regulated under the Corporations Act

On 22 May 2020, the Government announced that it would regulate litigation funders under the Corporations Act. The regulations to implement ...

5 August 2020 - NEWS ITEM
ASIC’s role in ensuring confidence is maintained in the financial system

This statement was tabled at the House of Representatives Standing Committee on Economics, Parliament House on 5 August 2020. Australia faces ...

3 August 2020 - NEWS ITEM
Considering an investment or managed scheme? What to look out for

When choosing an investment product, carefully assess whether the product is appropriate for your circumstances and risk appetite. Investors ...

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Last updated: 04/07/2023 01:14