CP 109 Margin lending: Financial requirements

Released 13 July 2009. Comment closed 10 August 2009.

This consultation paper sets out ASIC’s proposals on the financial resource requirements we will impose on the holder of an Australian financial services (AFS) licence who provides a financial service in relation to a margin lending facility.

The purpose of this paper is to seek the views of margin lenders, investors, their legal advisors, and other interested parties, on the proposals we have developed.

Download CP 109 (PDF 304 KB) | Read advisory 09-122AD

Read the report on submissions | Read advisory 09-242AD

Australasian Compliance Institute 10 August 2009
Australian Bankers Association 14 August 2009
McCullough Robertson Lawyers 7 August 2009
Securities & Derivatives Industry Association 10 August 2009
Last updated: 13/07/2009 12:00