CP 325 Product design and distribution obligations

Released 19 December 2019. Comments close 11 March 2020.

This paper sets out ASIC’s proposals for guidance on the design and distribution obligations in Pt 7.8A of the Corporations Act. It also sets out additional proposals relating to our administration of the design and distribution regime. We are seeking the views of interested stakeholders, including industry and consumers, on our proposals.

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  4. Association of Securities and Derivatives Advisers of Australia (PDF 9MB)
  5. ASX (PDF 236KB)
  6. Australian Banking Association (PDF 290KB)
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  8. Australian Institute of Superannuation Trustees (PDF 244KB)
  9. Australian Retail Credit Association (PDF 205KB)
  10. Australian Securitisation Forum (PDF 212KB)
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  14. Chi-X (PDF 718KB)
  15. CHOICE, Consumer Action Law Centre, Financial Counselling Australia and Financial Rights Legal Centre (joint submission) (PDF 400KB)
  16. ClearView Wealth Limited (PDF 3MB)
  17. Customer Owned Banking Association (PDF 52KB)
  18. Equity Trustees (PDF 5MB)
  19. FE fundinfo (PDF 127KB)
  20. Finance Brokers Association of Australia (PDF 646KB)
  21. Financial Planning Association (PDF 114KB)
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  25. Industry Super Australia (PDF 277KB)
  26. Insurance Australia Group (PDF 152KB)
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  29. Legal Aid NSW (PDF 981KB)
  30. Legal Aid Queensland (PDF 308KB)
  31. Listed Investment Companies Trusts Association (PDF 226KB)
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  33. Melbourne Securities Corporation (PDF 748KB)
  34. Mills Oakley (PDF 313KB)
  35. Morgans Financial Limited (PDF 597KB)
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Last updated: 11/12/2020 10:16