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INFO-269 - INFORMATION SHEET
Discussing financial products and services online

This is Information Sheet 269 (INFO 269). It is for social media influencers who discuss financial products and services online. It sets out how ...

RG-268 - REGULATORY GUIDE
RG 268 Licensing regime for financial benchmark administrators

Issued 8 April 2022 This guide is for entities subject to the ASIC Financial Benchmark (Administration) Rules 2018 and the ASIC Financial Benchmark ...

CP-268 - CONSULTATION PAPER
CP 268 Licensing relief for foreign financial services providers with a limited connection to Australia

Released 28 September 2016. Comments due 2 December 2016. This consultation paper seeks feedback on our proposal to repeal Class Order [CO 03/824] ...

REP-268 - REPORT
REP 268 Response to submissions on CP 160 Credit rating agencies - IOSCO Code Annual Compliance Report

Released 13 December 2011. This report highlights the key issues that arose out of the submissions to Consultation Paper 160 Credit rating ...

INFO-268 - INFORMATION SHEET
FAQs: Relevant providers who provide tax (financial) advice services

This is Information Sheet 268 (INFO 268). It is for relevant providers who provide, or intend to provide, tax (financial) advice services.  On 1 ...

RG-267 - REGULATORY GUIDE
RG 267 Oversight of the Australian Financial Complaints Authority

Issued 2 September 2021 This regulatory guidance sets out how we will perform our oversight role in relation to the Australian Financial Complaints ...

CP-267 - CONSULTATION PAPER
CP 267 Remaking ASIC class orders and guidance on audit and financial reporting

Released 15 August 2016. Comments closed 12 September 2016. This consultation paper sets out ASIC’s proposals to remake our class orders relating to ...

REP-267 - REPORT
REP 267 Market assessment report: Yieldbroker Pty Limited

Released 6 December 2011. This report summarises ASIC’s eighth annual assessment of Yieldbroker Pty Limited (Yieldbroker) under s794C of the ...

INFO-267 - INFORMATION SHEET
Tips for giving limited advice

This is Information Sheet (INFO 267). It is for Australian financial services (AFS) licensees and their representatives who provide personal advice ...

RG-266 - REGULATORY GUIDE
RG 266 Guidance on ASIC market integrity rules for participants of futures markets

Issued 2 August 2022 This guide is for market participants subject to the ASIC Market Integrity Rules (Futures Markets) 2017 and ASIC Market ...

Last updated: 20/10/2014 12:00