Issued 12 August 2019 This guide is for issuers and advisers. It explains how to word and present prospectuses and other documents in a ‘clear, ...

Released 17 February 2015. Comments closed 20 April 2015. This consultation paper seeks feedback from institutional investors, companies, listed ...

Released 1 February 2011. This report summarises ASIC’s seventh annual assessment of Yieldbroker Pty Limited (Yieldbroker) under s794C of the ...

This is Information Sheet 227 (INFO 227). It explains all the activities that limited Australian financial services (AFS) licensees can be authorised ...

Issued 12 August 2011 This guide is for those involved with the issue, sale or advertising of over-the-counter contracts for difference (OTC CFDs), ...

Released 19 December 2014. Comments closed 13 March 2015. This consultation paper sets out ASIC’s proposals for how the consistency requirements ...

Released 17 January 2011. This report summarises key operational statistics and outcomes of ASIC’s market and participant supervisory functions in ...

This regulatory guide was superseded on 4 May 2018 by RG 265 and RG 266.

Released 11 December 2014. Comments close 9 February 2015. This consultation paper sets out ASIC’s proposals to remake into ASIC instruments our ...

Released 18 January 2011. This is a report for prospective applicants for relief, including participants in capital markets, financial services ...