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CP-218 - CONSULTATION PAPER
CP 218 Employee incentive schemes

Released 14 November 2013. Comments closed 31 January 2014. This consultation paper is for persons offering and receiving shares or other financial ...

REP-218 - REPORT
REP 218 Electronic Funds Transfer Code of Conduct review: Feedback on CP 90 and final positions

Released 1 December 2010. This report details the final outcomes of the Electronic Funds Transfer Code of Conduct (EFT Code) review. It follows on ...

INFO-218 - INFORMATION SHEET
Disputes about life insurance

This is Information Sheet 218 (INFO 218). It explains what you should do if you have a complaint about your life insurance policy.  It covers how ...

RG-217 - REGULATORY GUIDE
RG 217 Duty to prevent insolvent trading: Guide for directors

Issued 31 August 2020 This guide is for directors and their professional advisers. It may also be of interest to registered liquidators and ...

CP-217 - CONSULTATION PAPER
CP 217 Presentation of financial statements by stapled entities

Released 11 October 2013. Comments closed 30 November 2013. This consultation paper seeks your feedback on our proposal to issue an ASIC class order ...

REP-217 - REPORT
REP 217 Overview of decisions on relief applications: December 2009 to May 2010

Released 17 November 2010. This report is for prospective applicants for relief, including participants in capital markets, financial services ...

INFO-217 - INFORMATION SHEET
Licensing relief for low volume financial markets

This is Information Sheet 217 (INFO 217). It answers the following questions: What is a low volume financial market? What must you include in your ...

INFO-216 - INFORMATION SHEET
AFS licensing requirements for accountants who provide SMSF services

This is Information Sheet 216 (INFO 216). It is for accountants who provide services relating to self-managed superannuation funds (SMSFs). These ...

RG-216 - REGULATORY GUIDE
RG 216 Markets Disciplinary Panel

Issued 21 January 2021 This guide is for those who are subject to the market integrity rules—principally, market participants. It explains the ...

CP-216 - CONSULTATION PAPER
CP 216 Advice on self-managed superannuation funds: Specific disclosure requirements and SMSF costs

Released 16 September 2013. Comments closed 11 November 2013. This consultation paper sets out ASIC’s proposal to require Australian financial ...

Last updated: 20/10/2014 12:00