REP 217 Overview of decisions on relief applications: December 2009 to May 2010
Released 17 November 2010.
This report is for prospective applicants for relief, including participants in capital markets, financial services providers, and credit providers and intermediaries.
This report outlines ASIC’s decisions on relief applications during the period 1 December 2009 to 31 May 2010. It summarises situations where we have exercised, or refused to exercise, our exemption and modification powers under the Corporations Act 2001, National Consumer Credit Protection Act 2009 or National Consumer Credit Protection (Transitional and Consequential Provisions) Act 2009.