Released 20 March 2013. Comments closed 19 April 2013. This consultation paper sets out ASIC’s proposed refinements to our policy on ...

Released 5 July 2010. This is a report for participants in the capital markets and financial services industry who are prospective applicants for ...

This is Information Sheet 203 (INFO 203). It explains your responsibilities as a director in connection with the testing of non-financial assets for ...

This regulatory guide has been withdrawn. For guidance on carried-over-instruments see INFO 110 Lenders with carried over instruments.  

Released 18 March 2013. Comments closed 10 May 2013. This consultation paper is for market operators and market participants of Australia’s equity ...

Released 11 July 2010. This report highlights the key issues that arose out of the submissions received on Consultation Paper 114 Client money ...

This is Information Sheet 202 (INFO 202). It is for people who are concerned about the accuracy of information on the financial advisers register. ...

Issued 15 July 2010 This is a guide for people (card providers) who send out credit or debit cards to consumers. It sets out ASIC’s position on the ...

Released 15 March 2013. Comments closed 12 April 2013. This consultation paper seeks the views of stakeholders, including potential operators of ...

Released 22 July 2010. This report summarises ASIC’s key findings from our review of selected Product Disclosure Statements (PDSs) for capital ...