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INFO-179
- INFORMATION SHEET
Applying for a limited AFS licence
Information sheet (INFO 179) has been withdrawn. For information about limited AFS licences, please see Limited financial services.
RG-179
- REGULATORY GUIDE
RG 179 Managed discretionary accounts
Reissued 29 September 2016 This guide sets out how we will regulate managed discretionary account (MDA) services provided to retail clients under ...
RG-178
- REGULATORY GUIDE
RG 178 Foreign collective investment schemes
Issued 29 June 2012 This guide is for operators of foreign collective investment schemes (FCIS) that are authorised in other jurisdictions and wish ...