Released 29 June 2017. This report summarises the observations and findings identified by ASIC’s audit inspection program in the 18 months to 31 ...

Released 23 June 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 265 Communicating audit ...

Released 22 June 2017 This report is for registered liquidators and other interested stakeholders. It summarises the work undertaken and outcomes ...

Released 22 June 2017 In 2016–17, ASIC reviewed a number of asset holders to assess compliance with Regulatory Guide 133 Managed investments and ...

Released 20 June 2017 This is a report for participants in the capital markets and financial services industry who are prospective applicants for ...

Released 30 June 2017 This report is for superannuation industry participants, consumer and investor organisations, and superannuation members. It ...

Released 13 June 2017 This report sets out the findings from the proactive risk-based surveillance program we carried out in 2016, which covered ...

Released 5 June 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 245 Retail life ...

Released 1 June 2017 This report provides an overview of the marketplace lending industry, based on the findings from ASIC’s survey of a limited ...

Released 26 May 2017 This report highlights a number of behavioural drivers of conduct that we observed during our investigation into the wholesale ...