Released 10 August 2016. Comments due 9 September 2016. This consultation paper sets out ASIC’s proposals to remake three of our class orders on ...

Released 7 December 2011. This report highlights the key issues that arose out of the submissions received on Consultation Paper 122 ...

This is Information Sheet 266 (INFO 266). It answers frequently asked questions (FAQs) about the obligations that apply to a providing entity when ...

Issued 2 August 2022 This guide is for market participants subject to the ASIC Market Integrity Rules (Securities Markets) 2017 and ASIC Market ...

Released 25 July 2016. Comments due 7 October 2016. The Australian Securities and Investments Commission Act 2001 (ASIC Act) was amended in 2012 to ...

Released 23 November 2011. ASX Limited, ACN 008 624 691 Australian Securities Exchange Limited, ACN 000 943 377 ASX Clear Pty Limited, ACN 001 314 ...

This is Information Sheet 265 (INFO 265). It gives guidance to market intermediaries about reporting suspicious activity in FICC markets (FICC SARs) ...

Issued 21 December 2017 This guide is for Australian financial services (AFS) licensees who are involved in providing research. It supplements our ...

Released 21 July 2016. Comments due 1 September 2016. This consultation paper sets out ASIC’s proposal to remake, with changes, Class Order [CO ...

Released 22 November 2011. This report sets out the findings of a review of loans not involving real property provided by micro lenders between ...